Broker Check
Susan L. Gramolini

Susan L. Gramolini

Compliance Officer & Registered Principal

Susan is the firm’s Compliance Officer. As a key member of the management team, Susan plays a vital role in building equity sales in a manner consistent with the regulatory and compliance standards that apply in the current regulatory environment.

Susan holds her Series 7 and series 24 securities licenses, as well as her Life, Accident, and Health Insurance license. She is a registered principal of Park Avenue Securities and a Financial Representative of Guardian.

 

Registered Representative of Park Avenue Securities, Financial Representative of Guardian.